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Advisor at DRUMOND WEALTH MANAGEMENT
KATY, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DRUMOND WEALTH MANAGEMENT | State registered | Feb 23, 2024 | n/a | yes | KATY, TX | Current employment |
| SOVEREIGN WEALTH ADVISORS LLC | Independent wealth | Jun 28, 2023 | Nov 6, 2024 | no | HOUSTON, TX | Previous registration |
| EDWARD JONES | National bd RIA | Jan 16, 2018 | Jun 23, 2023 | no | KATY, TX|KATY, TX|Katy, TX|ST LOUIS, MO|KATY, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SOVEREIGN WEALTH ADVISORS LLC | DRUMOND WEALTH MANAGEMENT | Nov 6, 2024 | Feb 23, 2024 | -257 | Firm change after gap | RIA to state RIA |
| EDWARD JONES | SOVEREIGN WEALTH ADVISORS LLC | Jun 23, 2023 | Jun 28, 2023 | 5 | Firm change | Ibd to RIA |