DFX Intelligence

D•••• A•••• C•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

D•••• A•••• C•••••••••

CRD 170884

SELKIRK, NY

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Search this name across graphsid dfx:ria:230208e2-723e-5b7e-4fe3-1f9314449421

Data as of Jun 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Jul 15, 2021 to Jun 16, 2026
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $187M••• Locked
Discretionary RAUM: $182M
Private client RAUM: $172Mderived••• Locked
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $23.4Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R•••••• L• O•••••	n/a	SELKIRK, NY	10	18	6	no
C••••• B••••	Certified Financial Planner	SELKIRK, NY	8	16	3

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• C•••••	PRESDENT/CHIEF COMPLIANCE OFFICER	E	yes	02/2014	Jul 15, 2021	Oct 4, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 14, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	3	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$187M	$91.1M	105.2%	$45.1M	60.6%	10	4	1	0

Relationships

Registered with (8)

← D•••• C••••••••• J••••Advisorregistration: current employment
Apr 20, 2026 to presentfactForm ADV
← E••• J•••••Advisorregistration: current employment
Mar 18, 2026 to presentfactForm ADV
← P•••••• K•• L••••Advisorregistration: current employment
Feb 17, 2026 to presentfactForm ADV
← G••• W•••••• B••••••

Dated events

Occurred
Jun 12, 2025
Ria hq relocated
••• Locked
Form ADVobserved today
Occurred
Jul 15, 2021
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:230208e2-723e-5b7e-4fe3-1f9314449421
First observed: Jul 15, 2021
Last observed: Jun 16, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.