DFX Intelligence

P•• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

P•• A•••••••• L••

CRD 152303

WEST CONSHOHOCKEN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:23069840-1bb3-1ff3-7dfb-f1ade64aef7a

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 82
Dated events: 7
On other graphs: 4
Observed: Nov 8, 2011 to Mar 23, 2026
29 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P•• A•••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

P•• A•••••••• L••

Capital provider to sponsors · shared crd

Private Creditidentity

P•• A•••••••• L••

Private credit manager · shared crd

Real Estate Fundsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=10.0
Regulatory AUM: $4.8B••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 42

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••• P•• I• L•	Other Private Fund	$130M	Mar 28, 2024	162	Mar 31, 2022	reported	021-426528
A•••• A••••• S••••• L• • P•••••• E••••• A••••• S••••••••• F••• I•	Other Private Fund	$127M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• R•••••• L••••	Cfo	Na	yes	01/2020	Mar 30, 2020	Mar 28, 2024
L•••• B••••••• W••••••	OFFICER AND OWNER	D	yes	01/2013	Nov 8, 2011	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
K••••••• D••••••••• G•••• L••	n/a	n/a	n/a	Y	yes	n/a
O•• G• L••	n/a	n/a	n/a	Y	yes	n/a
P•• 8••• M••• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.8B	$4.0B	19.9%	$2.3B	27.2%	42	48	0	0

Relationships

showing 80 of 82

Advises (75)

→ O••••••• H••••••••• A••••• F••• L•Private fundOther Private Fund, IA
Apr 20, 2015 to presentfactForm ADV
→ T•• P•••••• S••••• P••••••• I••• L•Private fundOther Private Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ C•••••• P••• O••••••••• FUND 2020 (QP), LPPrivate fundOther Private Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ CANAL DIVERSIFYING STRATEGIES FUND I, LP

Dated events

Occurred
Mar 20, 2025
Regulatory AUM changed
P•• A•••••••• L•• reported RAUM $4.0B, up 44% from $2.8B (2024-03-28 to 2025-03-20)
Form ADVobserved 7 days ago
$1.2B
Occurred
Mar 31, 2023
Regulatory AUM changed
P•• A•••••••• L•• reported RAUM $2.3B, up 35% from $1.7B (2023-01-24 to 2023-03-31)
Form ADVobserved 7 days ago
$603M
Occurred
Mar 31, 2022
Regulatory AUM changed
P•• A•••••••• L•• reported RAUM $1.7B, up 61% from $1.1B (2021-11-05 to 2022-03-31)
Form ADVobserved 7 days ago
$644M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23069840-1bb3-1ff3-7dfb-f1ade64aef7a
First observed: Nov 8, 2011
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.