I•• A• S•••••••

Advisor at C••••• I••••••••• A••••••• L••

RENTON, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2309d38b-8512-d4a2-dfca-58fac3c645d5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 25, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	May 1, 2024	n/a	yes	RENTON, WA	Current employment
A••••• C•••••• A••••••• L••	Independent wealth	Sep 15, 2023	Mar 26, 2024	no	SEATTLE, WA\|TACOMA, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• C•••••• A••••••• L••	C••••• I••••••••• A••••••• L••	Mar 26, 2024	May 1, 2024	36	Firm change	RIA to ibd
E•••••••• A•••••••• L••	A••••• C•••••• A••••••• L••	Sep 21, 2023	Sep 15, 2023

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
May 1, 2024 to presentfactForm ADV
→ A••••• C•••••• A••••••• L••Registered adviserregistration: previous registration
Sep 15, 2023 to Mar 26, 2024factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2014 to Sep 21, 2023factForm ADV

Dated events

Occurred
Mar 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 21, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2309d38b-8512-d4a2-dfca-58fac3c645d5
First observed: Mar 25, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.