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Advisor at R•••••• W•••••
CARMEL, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• W••••• | State registered | Jun 11, 2026 | n/a | yes | CARMEL, IN | Current employment |
| S••••• W••••• A•••••••• I••• | No RAUM reported | Jun 29, 2022 | Jun 21, 2026 | no | Indianapolis, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••• W••••• A•••••••• I••• | R•••••• W••••• | Jun 21, 2026 | Jun 11, 2026 | -10 | Firm change | Other |
| F•••••••• P•••••• W••••• | S••••• W••••• A•••••••• I••• | Mar 30, 2022 | Jun 29, 2022 |
| F•••••••• P•••••• W••••• |
| Independent wealth |
| Apr 30, 2021 |
| Mar 30, 2022 |
| no |
| CARMEL, IN |
| Previous registration |
| E••••• J•••• | National bd RIA | Apr 16, 2018 | Apr 29, 2021 | no | CARMEL, IN|Noblesville, IN|ST LOUIS, MO|CARMEL, IN | Previous registration |
| 91 |
| Firm change |
| Other |
| E••••• J•••• | F•••••••• P•••••• W••••• | Apr 29, 2021 | Apr 30, 2021 | 1 | Firm change | Ibd to RIA |