DFX Intelligence

J••••••• N•••••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

J••••••• N•••••••• C••••

Advisor at E••••• J••••

AMES, IA

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Search this name across graphsid dfx:ria:23169a0a-41bb-b069-f651-8024a935b737

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 9, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 8, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Mar 6, 2020	n/a	yes	AMES, IA	Current employment
W•••• F•••• A•••••••	Wirehouse	Dec 11, 2015	Mar 12, 2020	no	WEST DES MOINES, IA\|AMES, IA\|AMES, IA\|ADEL, IA\|AMES, IA\|JEFFERSON, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	E••••• J••••	Mar 12, 2020	Mar 6, 2020	-6	Firm change	Wirehouse to ibd
E••••• J••••	W•••• F•••• A•••••••	Dec 14, 2015	Dec 11, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
250:19616:IA:2015-12-08	Dec 14, 2015	Dec 11, 2015	WINDSOR HEIGHTS, IA	Firm change

Relationships

Registered with (2)

→ E••••• J••••Registered adviserregistration: previous registration
Aug 9, 2012 to Dec 14, 2015factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 11, 2015 to Mar 12, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23169a0a-41bb-b069-f651-8024a935b737
First observed: Aug 9, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.