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J••• B••••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

J••• B••••••• H•••••

Advisor at S•••••• W•••••

CHAPPAQUA, NY | PHILADELPHIA, PA

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Search this name across graphsid dfx:ria:233338ef-73a9-2af8-0041-8e86160b52f5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 24, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 7, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W•••••	Independent wealth	Jan 14, 2019	n/a	yes	PHILADELPHIA, PA\|CHAPPAQUA, NY	Current employment
Q•••••• T••••••••• A•••• M•••••••••	n/a	Oct 24, 2005	Jan 14, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••••• T••••••••• A•••• M•••••••••	S•••••• W•••••	Jan 14, 2019	Jan 14, 2019	0	Firm change	Other

Relationships

Registered with (2)

→ S•••••• W•••••Registered adviserregistration: current employment
Jan 14, 2019 to presentfactForm ADV
→ Q•••••• T••••••••• A•••• M•••••••••Registered adviserregistration: previous registration
Oct 24, 2005 to Jan 14, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:233338ef-73a9-2af8-0041-8e86160b52f5
First observed: Oct 24, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.