M•••• E• S••••

Advisor at K•• I••••••••• S••••••• L••

SOUTH BEND, IN | BROOKLYN, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 28, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• I••••••••• S••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• I••••••••• S••••••• L••	Bd affiliated wealth	Jul 7, 2026	n/a	yes	BROOKLYN, OH\|SOUTH BEND, IN	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 13, 2023	May 8, 2026	no	SOUTH BEND, IN\|SOUTH BEND, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	K•• I••••••••• S••••••• L••	May 8, 2026	Jul 7, 2026	60	Firm change	Ibd to ibd
F•••• T•••• S••••••••• I•••	C••••• I••••••••• A••••••• L••	Oct 19, 2021	Sep 13, 2023

Relationships

Registered with (3)

→ K•• I••••••••• S••••••• L••Registered adviserregistration: current employment
Jul 7, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 13, 2023 to May 8, 2026factForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
May 28, 2019 to Oct 19, 2021factForm ADV

Dated events

Order

Occurred
8 May 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 28, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.