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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

GREG LEO LAPIERRE

Advisor at LPL FINANCIAL LLC

SOMERSWORTH, NH

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Search this name across graphsid dfx:ria:233c8ea2-1f30-8318-578c-24be121a9ea2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 3, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Apr 23, 1990
First registration: Mar 3, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 2048304

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 2, 2007	n/a	yes	SOMERSWORTH, NH	Current employment
NORTHEAST PLANNING ASSOCIATES, INC.	Independent wealth	Jul 22, 2004	Mar 4, 2015	no	PORTSMOUTH, NH\|SOMERSWORTH, NH\|NEWINGTON, NH\|BEDFORD, NH\|PORTSMOUNTH, NH	Previous registration
MUTUAL SERVICE CORPORATION	n/a	Nov 25, 2003	Sep 29, 2004	no	PORTSMOUTH, NH\|PORTSMOUTH, NH	Previous registration
VERAVEST INVESTMENT ADVISORS, INC.	n/a	Mar 3, 1999	Nov 13, 2003	no	PORTSMOUTH, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHEAST PLANNING ASSOCIATES, INC.	LPL FINANCIAL LLC	Mar 4, 2015	Aug 2, 2007	-2,771	Firm change after gap	Other
MUTUAL SERVICE CORPORATION	NORTHEAST PLANNING ASSOCIATES, INC.	Sep 29, 2004	Jul 22, 2004	-69	Firm change after gap	Other
VERAVEST INVESTMENT ADVISORS, INC.	MUTUAL SERVICE CORPORATION	Nov 13, 2003	Nov 25, 2003	12	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 2, 2007 to presentfactForm ADV
→ NORTHEAST PLANNING ASSOCIATES, INC.Registered adviserregistration: previous registration
Jul 22, 2004 to Mar 4, 2015factForm ADV
→ MUTUAL SERVICE CORPORATIONRegistered adviserregistration: previous registration
Nov 25, 2003 to Sep 29, 2004factForm ADV
→ VERAVEST INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Mar 3, 1999 to Nov 13, 2003factForm ADV

Dated events

No dated event names this entity yet.