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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

SINTRA CAPITAL CORP

CRD 113059

DURHAM, NH

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Search this name across graphsid dfx:ria:233f87fe-1c83-537d-95bf-18288d158165

Data as of Dec 1, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Dec 1, 2014
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $7.4MItem 5.F on the latest filing (2014-12-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $7.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $7.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 2
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $7.4Mgross asset value as reported per fund; never fund size
SEC number: 801-60284
CRD: 113059
Filings on the tape: 6
First filed: Mar 30, 2012
Latest filed: Dec 1, 2014
Organised: Corporation, Delaware

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN HOWARD PINTO	n/a	WOLFEBORO, NH	9	44	1	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SINTRA FUND LTD	Hedge Fund	$4.2M	Dec 1, 2014	15	Mar 30, 2012	reported	n/a
SOVEREIGN CAPITAL LIMITED	Hedge Fund	$3.2M	Dec 1, 2014	4	Mar 30, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PINTO, JOHN, HOWARD	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	11/1987	Mar 30, 2012	Dec 1, 2014

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 26, 2014	$144M	$23.6M	4	2	n/a	2	$7.8M
2012	Mar 25, 2013	$467M	$25.0M	4	2	n/a	2	$7.7M
2011	Mar 30, 2012	$497M	$28.0M	n/a	0	n/a	2	$7.5M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$7.4M	$467M	-98.4%	n/a	n/a	4	4	n/a	n/a

Relationships

Registered with (1)

← JOHN HOWARD PINTOAdvisorregistration: previous registration
Sep 29, 2014 to Dec 31, 2016factForm ADV

Advises (2)

→ SINTRA FUND LTDPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ SOVEREIGN CAPITAL LIMITEDPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV

Controls (1)

← PINTO, JOHN, HOWARDOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:233f87fe-1c83-537d-95bf-18288d158165
First observed: Mar 30, 2012
Last observed: Dec 1, 2014 143 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SINTRA CAPITAL CORP

CRD 113059

DURHAM, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:233f87fe-1c83-537d-95bf-18288d158165

Data as of Dec 1, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN HOWARD PINTO

n/a

WOLFEBORO, NH

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SINTRA FUND LTD

Hedge Fund

$4.2M

Dec 1, 2014

Mar 30, 2012

reported

n/a

SOVEREIGN CAPITAL LIMITED

Hedge Fund

$3.2M

Dec 1, 2014

Mar 30, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PINTO, JOHN, HOWARD

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

11/1987

Mar 30, 2012

Dec 1, 2014

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 26, 2014

$144M

$23.6M

n/a

$7.8M

2012

Mar 25, 2013

$467M

$25.0M

n/a

$7.7M

2011

Mar 30, 2012

$497M

$28.0M

n/a

$7.5M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$7.4M

$467M

-98.4%

n/a