This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 12, 1998earliest registration or exam on IAPD

Years in industry

27derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S63

First exam

Oct 12, 1998

First registration

Sep 12, 2000

Dual registered

yes, broker-dealer

IAPD individual key

3074753

• Occurred

  Sep 4, 2024
  Advisor changed firm

  Jason Brett Cole left Osaic Fa, Inc. for Lpl Financial Llc (registered 2024-09-04)

  Form ADVobserved 3 days ago
• Occurred

  Dec 6, 2022
  Advisor changed firm

  Jason Brett Cole left Valic Financial Advisors, Inc. for Osaic Fa, Inc. (registered 2022-11-22)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2341ea83-daf3-e221-b753-38d6be76e785

First observed

Sep 12, 2000

Last observed

Sep 14, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.