DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

DAVID ANDREW SCHMIDT

Advisor at OSAIC WEALTH, INC.

Kansas City, MO | KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2355422c-b315-8936-ae9f-b26ffdf4d62e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 31, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 15, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Nov 15, 1990
First registration: Oct 31, 1995
Dual registered: yes, broker-dealer
IAPD individual key: 2099154

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	Kansas City, MO\|KANSAS CITY, MO\|Kansas City, MO	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 17, 2020	Jun 14, 2024	no	KANSAS CITY, MO\|LEAWOOD, KS\|KANSAS CITY, MO	Previous registration
INVESTACORP ADVISORY SERVICES INC	Former SEC adviser	Mar 29, 2016	Jul 17, 2020	no	KANSAS CITY, MO\|Kansas City, MO	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Apr 15, 2014	Apr 1, 2016	no	OVERLAND PARK, KS\|Kansas City, MO\|LIBERTY, MO\|KANSAS CITY, MO	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 31, 1995	Apr 8, 2014	no	KANSAS CITY, MO\|LOS ANGELES, CA\|INDEPENDANCE, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
INVESTACORP ADVISORY SERVICES INC	SECURITIES AMERICA ADVISORS, INC.	Jul 17, 2020	Jul 17, 2020	0	Bulk transfer	Ibd to ibd
CETERA ADVISORS LLC	INVESTACORP ADVISORY SERVICES INC	Apr 1, 2016	Mar 29, 2016	-3	Firm change	Other
LPL FINANCIAL LLC	CETERA ADVISORS LLC	Apr 8, 2014	Apr 15, 2014	7	Firm change	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 17, 2020 to Jun 14, 2024factForm ADV
→ INVESTACORP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Mar 29, 2016 to Jul 17, 2020factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Apr 15, 2014 to Apr 1, 2016factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 31, 1995 to Apr 8, 2014factForm ADV

Dated events

No dated event names this entity yet.