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RIA / WealthAdvisorChartered Financial Analyst20 years in industry

ERIK ALLEN SCHEI

Advisor at GATES PASS ADVISORS, LLC

LOS ALTOS, CA | Bainbridge Island, WA

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Search this name across graphsid dfx:ria:2359abec-bca8-4d0b-688d-e755fa8277bf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 12, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GATES PASS ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 25, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Designations: Chartered Financial Analyst
Exams: S65|S63
First exam: Feb 25, 2006
First registration: Apr 12, 2006
Dual registered: no
Other names: ERIK A SCHEI
IAPD individual key: 4886564

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GATES PASS ADVISORS, LLC	Independent wealth	Jul 3, 2019	n/a	yes	LOS ALTOS, CA\|Bainbridge Island, WA	Current employment
ARIA WEALTH MANAGEMENT	Independent wealth	Jul 5, 2017	Jun 14, 2019	no	SARATOGA, CA	Previous registration
SOWELL MANAGEMENT	Independent wealth	Oct 7, 2016	Dec 19, 2016	no	San Jose, CA\|NORTH LITTLE ROCK, AR	Previous registration
PRIVATE CLIENT ADVISORS	Former SEC adviser	Oct 10, 2011	Jun 16, 2014	no	SAN JOSE, CA	Previous registration
CONCERT CAPITAL MANAGEMENT	Former SEC adviser	Oct 10, 2011	Jun 16, 2014	no	SAN JOSE, CA	Previous registration
CONCERT WEALTH MANAGEMENT	Former SEC adviser	Feb 8, 2007	Mar 29, 2018	no	SAN JOSE, CA\|SAN JOSE, CA\|SAN JOSE, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 12, 2006	Feb 14, 2007	no	PALO ALTO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARIA WEALTH MANAGEMENT	GATES PASS ADVISORS, LLC	Jun 14, 2019	Jul 3, 2019	19	Firm change	RIA to RIA
CONCERT WEALTH MANAGEMENT	CONCERT CAPITAL MANAGEMENT	Mar 29, 2018	Oct 10, 2011	-2,362	Firm change after gap	Other
SOWELL MANAGEMENT	ARIA WEALTH MANAGEMENT	Dec 19, 2016	Jul 5, 2017	198	Firm change	Other
CONCERT CAPITAL MANAGEMENT	PRIVATE CLIENT ADVISORS	Jun 16, 2014	Oct 10, 2011	-980	Channel change	Other
PRIVATE CLIENT ADVISORS	SOWELL MANAGEMENT	Jun 16, 2014	Oct 7, 2016	844	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	CONCERT WEALTH MANAGEMENT	Feb 14, 2007	Feb 8, 2007	-6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
141253:158763:CA:2018-03-29	Mar 29, 2018	Oct 10, 2011	SAN JOSE, CA	Firm change after gap

Relationships

Registered with (7)

→ GATES PASS ADVISORS, LLCRegistered adviserregistration: current employment
Jul 3, 2019 to presentfactForm ADV
→ ARIA WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jul 5, 2017 to Jun 14, 2019factForm ADV
→ CONCERT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 8, 2007 to Mar 29, 2018factForm ADV
→ SOWELL MANAGEMENTRegistered adviserregistration: previous registration
Oct 7, 2016 to Dec 19, 2016factForm ADV
→ CONCERT CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Oct 10, 2011 to Jun 16, 2014factForm ADV
→ PRIVATE CLIENT ADVISORSRegistered adviserregistration: previous registration
Oct 10, 2011 to Jun 16, 2014factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 12, 2006 to Feb 14, 2007factForm ADV

Dated events

No dated event names this entity yet.