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Advisor at BALEFIRE, LLC
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BALEFIRE, LLC | Independent wealth | Jan 10, 2024 | n/a | yes | DALLAS, TX | Current employment |
| BALEFIRE, LLC | Independent wealth | Nov 4, 2013 | Dec 31, 2023 | no | DALLAS, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 9, 2013 | Jun 29, 2022 | no | DALLAS, TX|SAN DIEGO, CA|DES MOINES, IA|DALLAS, TX | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Feb 11, 2010 | Oct 2, 2013 | no | DALLAS, TX|SIOUX FALLS, SD|WEST DES MOINES, IA|SIOUX FALLS, SD | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Jun 17, 2003 | Feb 3, 2010 | no | SIOUX FALLS, SD|SIOUX FALLS, SD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | BALEFIRE, LLC | Jun 29, 2022 | Nov 4, 2013 | -3,159 | Firm change after gap | Other |
| SECURIAN FINANCIAL SERVICES, INC. | LPL FINANCIAL LLC | Oct 2, 2013 | Oct 9, 2013 | 7 | Firm change | Other |
| PRINCIPAL SECURITIES, INC. | SECURIAN FINANCIAL SERVICES, INC. | Feb 3, 2010 | Feb 11, 2010 | 8 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:168733:TX:2022-06-22 | Jun 29, 2022 | Nov 4, 2013 | DALLAS, TX | Firm change after gap |