DFX Intelligence

J•••• W••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

J•••• W••••• C•••••

Advisor at F•••• C••••••• I••••••• S•••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:235b64e2-1f28-3a26-728f-67da675446fd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 22, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• C••••••• I••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• C••••••• I••••••• S•••••••• I•••	Bd affiliated wealth	Nov 9, 2021	n/a	yes	Murphy, NC\|Hayesville, NC\|CHARLOTTE, NC	Current employment
W••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Jul 16, 2018	Nov 13, 2019	no	MILTON, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• F•••••••• S•••••••• I•••	F•••• C••••••• I••••••• S•••••••• I•••	Nov 13, 2019	Nov 9, 2021	727	Firm change after gap	Ibd to ibd
W•••••• • R•••	W••••••• F•••••••• S•••••••• I•••	Jul 23, 2018	Jul 16, 2018

Relationships

Registered with (3)

→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: current employment
Nov 9, 2021 to presentfactForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 16, 2018 to Nov 13, 2019factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Aug 22, 2016 to Jul 23, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:235b64e2-1f28-3a26-728f-67da675446fd
First observed: Aug 22, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.