DFX Intelligence

B•••• J••••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

B•••• J••••• W••••••••

Advisor at L•••••• I•••••••••

••• Locked

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Search this name across graphsid dfx:ria:2371060b-8319-5657-854d-4958b3857da6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 16, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• I•••••••••	Independent wealth	Aug 17, 2026	n/a	yes	Troy, MI\|LOMBARD, IL\|Crystal Lake, IL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 15, 2025	Sep 9, 2026	no	STERLING HEIGHTS, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	L•••••• I•••••••••	Sep 9, 2026	Aug 17, 2026	-23	Firm change	Ibd to RIA
C••• F•••••••• S•••••••• L•••	L•• F•••••••• L••	May 15, 2025	May 15, 2025

Relationships

Registered with (4)

→ L•••••• I•••••••••Registered adviserregistration: current employment
Aug 17, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 15, 2025 to Sep 9, 2026factForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Nov 17, 2023 to May 15, 2025factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••

Dated events

Occurred
Sep 9, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2371060b-8319-5657-854d-4958b3857da6
First observed: Mar 16, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.