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Advisor at CERITY PARTNERS LLC
NEW YORK, NY | PASADENA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CERITY PARTNERS LLC | Independent wealth | Mar 2, 2023 | n/a | yes | PASADENA, CA|NEW YORK, NY | Current employment |
| GAMBLE JONES INVESTMENT COUNSEL | Former SEC adviser | Apr 8, 2013 | Sep 14, 2023 | no | PASADENA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GAMBLE JONES INVESTMENT COUNSEL | CERITY PARTNERS LLC | Sep 14, 2023 | Mar 2, 2023 | -196 | Firm change after gap | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 107158:151559:CA:2023-09-14 | Sep 14, 2023 | Mar 2, 2023 | PASADENA, CA | Firm change after gap |