DFX Intelligence

C•••••• B•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

C•••••• B•••••• S•••••

Advisor at A•••• C•••••• L••

LUBBOCK, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:238d79aa-ce7b-228c-2885-eec1d176fe57

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 30, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• C•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• C•••••• L••	State registered	Jul 15, 2022	n/a	yes	LUBBOCK, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Apr 20, 2022	n/a	yes	LUBBOCK, TX	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• S••••••••• L••	L•• F•••••••• L••	Apr 21, 2022	Apr 20, 2022	-1	Firm change	Ibd to RIA

Relationships

Registered with (3)

→ A•••• C•••••• L••Registered adviserregistration: current employment
Jul 15, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Apr 20, 2022 to presentfactForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Oct 30, 2014 to Apr 21, 2022factForm ADV

Dated events

Occurred
Apr 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:238d79aa-ce7b-228c-2885-eec1d176fe57
First observed: Oct 30, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.