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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GARY L. GREENBERG

GREENBERG GARY LOUIS, CRD 108423

EDEN PRAIRIE, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:239a5bb4-1c4d-cbfd-2de0-ffa5aa42985a

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Mar 29, 2012 to Mar 27, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

Gary L. Greenberg

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.88 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $141MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $141M
Private client RAUM: $124MderivedItem 5.D individuals plus high net worth individuals
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $141Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 124
Individual clients: 34
High net worth clients: 29
SEC number: 801-24149
CRD: 108423
Filings on the tape: 21
First filed: Mar 29, 2012
Latest filed: Mar 27, 2026
Organised: Sole Proprietorship, MN

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GARY LOUIS GREENBERG	n/a	EDEN PRAIRIE, MN	13	41	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GREENBERG, GARY, LOUIS	SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER	E	yes	01/1985	Mar 29, 2012	Nov 1, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$141M	$141M	1	1	0	n/a	n/a
2024	Mar 31, 2025	$142M	$142M	1	1	0	n/a	n/a
2023	Mar 28, 2024	$133M	$133M	1	1	0	n/a	n/a
2022	Mar 29, 2023	$130M	$130M	1	1	0	n/a	n/a
2021	Mar 24, 2022	$149M	$149M	1	1	0	n/a	n/a
2020	Mar 29, 2021	$139M	$139M	1	1	0	n/a	n/a
2019	Mar 27, 2020	$140M	$140M	1	1	0	n/a	n/a
2018	Mar 14, 2019	$132M	$128M	2	2	0	n/a	n/a
2017	Mar 20, 2018	$150M	$149M	2	2	0	n/a	n/a
2016	Mar 7, 2017	$141M	$140M	2	2	n/a	n/a	n/a
2015	Mar 7, 2016	$135M	$135M	2	1	n/a	n/a	n/a
2014	Mar 23, 2015	$136M	$136M	2	1	n/a	n/a	n/a
2013	Mar 21, 2014	$127M	$127M	2	1	n/a	n/a	n/a
2012	Mar 14, 2013	$127M	$127M	1	1	n/a	n/a	n/a
2011	Mar 29, 2012	$120M	$120M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$141M	$142M	-0.5%	$130M	2.8%	1	1	0	0

Relationships

Registered with (1)

← GARY LOUIS GREENBERGAdvisorregistration: current employment
Jul 31, 2013 to presentfactForm ADV

Controls (1)

← GREENBERG, GARY, LOUISOwnerSOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 29, 2012 to Nov 1, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:239a5bb4-1c4d-cbfd-2de0-ffa5aa42985a
First observed: Mar 29, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GARY L. GREENBERG

GREENBERG GARY LOUIS, CRD 108423

EDEN PRAIRIE, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:239a5bb4-1c4d-cbfd-2de0-ffa5aa42985a

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:14 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GARY LOUIS GREENBERG

n/a

EDEN PRAIRIE, MN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GREENBERG, GARY, LOUIS

SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER

yes

01/1985

Mar 29, 2012

Nov 1, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$141M

n/a

2024

Mar 31, 2025

$142M

n/a

2023

Mar 28, 2024

$133M

n/a

2022

Mar 29, 2023

$130M

n/a

2021

Mar 24, 2022

$149M

n/a

2020

Mar 29, 2021

$139M

n/a

2019

Mar 27, 2020

$140M

n/a

2018

Mar 14, 2019

$132M

$128M

n/a

2017

Mar 20, 2018

$150M

$149M

n/a

2016

Mar 7, 2017

$141M

$140M

n/a

2015

Mar 7, 2016

$135M

n/a

2014

Mar 23, 2015

$136M

n/a

2013

Mar 21, 2014

$127M

n/a

2012

Mar 14, 2013

$127M

n/a

2011

Mar 29, 2012

$120M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$141M

$142M

-0.5%

$130M

2.8%