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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Erin Hooten

Advisor at FARMERS ASSET MANAGEMENT, LLC

Napa, CA

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Search this name across graphsid dfx:ria:239dcdcc-22c3-4656-3c55-bbe949557216

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FARMERS ASSET MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 19, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 5, 2026
First registration: Sep 19, 2005
Dual registered: yes, broker-dealer
Other names: ERIN NATACHA MUELLER|ERIN NATACHA MUELLER|ERIN NATACHA HOOTEN|Erin Mueller
IAPD individual key: 4994244

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FARMERS ASSET MANAGEMENT, LLC	State registered	Mar 13, 2026	n/a	yes	Napa, CA	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Oct 30, 2015	Oct 8, 2021	no	Livermore, CA\|RANCHO CORDOVA, CA	Previous registration
ESSEX NATIONAL SECURITIES, INC.	Former SEC adviser	Oct 23, 2014	Nov 11, 2015	no	NAPA, CA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Sep 19, 2007	Oct 23, 2014	no	Livermore, CA	Previous registration
LEGACY ADVISORY SERVICES, INC.	n/a	Apr 28, 2006	Jul 18, 2007	no	PETALUMA, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 19, 2005	Apr 25, 2006	no	NAPA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISOR NETWORKS LLC	FARMERS ASSET MANAGEMENT, LLC	Oct 8, 2021	Mar 13, 2026	1,617	Firm change after gap	Ibd to state RIA
ESSEX NATIONAL SECURITIES, INC.	CETERA ADVISOR NETWORKS LLC	Nov 11, 2015	Oct 30, 2015	-12	Firm change	Other
CETERA ADVISOR NETWORKS LLC	ESSEX NATIONAL SECURITIES, INC.	Oct 23, 2014	Oct 23, 2014	0	Firm change	Other
LEGACY ADVISORY SERVICES, INC.	CETERA ADVISOR NETWORKS LLC	Jul 18, 2007	Sep 19, 2007	63	Firm change	Other
MORGAN STANLEY DW INC.	LEGACY ADVISORY SERVICES, INC.	Apr 25, 2006	Apr 28, 2006	3	Firm change	Other

Relationships

Registered with (5)

→ FARMERS ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Mar 13, 2026 to presentfactForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Oct 30, 2015 to Oct 8, 2021factForm ADV
→ ESSEX NATIONAL SECURITIES, INC.Registered adviserregistration: previous registration
Oct 23, 2014 to Nov 11, 2015factForm ADV
→ LEGACY ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Apr 28, 2006 to Jul 18, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 19, 2005 to Apr 25, 2006factForm ADV

Dated events

No dated event names this entity yet.