This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$22.0MItem 5.F on the latest filing (2017-03-16); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$22.0M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

1

Advisory employees

1

Accounts

223

SEC number

801-80954

CRD

164789

Filings on the tape

25

First filed

Aug 17, 2012

Latest filed

Mar 16, 2017

Organised

Limited Liability Company, Pennsylvania

• Occurred

  Aug 17, 2012
  First Form ADV filing

  Winterset Investments, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:23a3daa8-8fac-c999-501c-be4d5f34c6b8

First observed

Aug 17, 2012

Last observed

Mar 16, 2017 115 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.