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Advisor at J.P. MORGAN SECURITIES LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jun 16, 2026 | n/a | yes | NEW YORK, NY | Current employment |
| WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC | Independent wealth | Jan 13, 2026 | May 15, 2026 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC | J.P. MORGAN SECURITIES LLC | May 15, 2026 | Jun 16, 2026 | 32 | Firm change | RIA to wirehouse |