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Advisor at TRUE NORTH ADVISORS, LLC
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUE NORTH ADVISORS, LLC | Independent wealth | May 9, 2017 | n/a | yes | DALLAS, TX | Current employment |
| AMERICAN SECURITIES GROUP, INC. | n/a | May 26, 2006 | Nov 1, 2006 | no | DALLAS, TX | Previous registration |
| TRUE NORTH ADVISORS, LLC | Independent wealth | Nov 16, 2001 | Dec 31, 2016 | no | DALLAS, TX | Previous registration |
| LOCKWOOD FINANCIAL SERVICES, INC. | n/a | Feb 18, 1999 | Jul 8, 2003 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUE NORTH ADVISORS, LLC | AMERICAN SECURITIES GROUP, INC. | Dec 31, 2016 | May 26, 2006 | -3,872 | Firm change after gap | Other |
| AMERICAN SECURITIES GROUP, INC. | TRUE NORTH ADVISORS, LLC | Nov 1, 2006 | May 9, 2017 | 3,842 | Firm change after gap | Other |
| LOCKWOOD FINANCIAL SERVICES, INC. | TRUE NORTH ADVISORS, LLC | Jul 8, 2003 | Nov 16, 2001 | -599 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 116048:43730:TX:2016-12-31 | Dec 31, 2016 | May 26, 2006 | DALLAS, TX | Firm change after gap |