DFX Intelligence

E••••• C•••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)40 years in industry

E••••• C•••• W••••

Advisor at T•• A•••••••• I•••

DULUTH, MN | SUMMIT, NJ

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Search this name across graphsid dfx:ria:23c150e1-2878-cc07-1aa8-60a6d82e5afc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 22, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• I•••	Bd affiliated wealth	Jan 2, 2014	n/a	yes	DULUTH, MN\|SUMMIT, NJ	Current employment
T•• A•••••••• I•••	Bd affiliated wealth	Feb 19, 2010	Oct 4, 2011	no	ALPHARETTA, GA\|SUMMIT, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• G••••• E••••• • R••••••••• S•••••••••	T•• A•••••••• I•••	Feb 2, 2005	Feb 19, 2010	1,843	Firm change after gap	Other

Relationships

Registered with (2)

→ T•• A•••••••• I•••Registered adviserregistration: previous registration
Feb 19, 2010 to Oct 4, 2011factForm ADV
→ H••••••••• G••••• E••••• • R••••••••• S•••••••••Registered adviserregistration: previous registration
May 22, 2003 to Feb 2, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23c150e1-2878-cc07-1aa8-60a6d82e5afc
First observed: May 22, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.