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M•••••• J•••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

M•••••• J•••• S•••••••

Advisor at R••••• W• B•••• • C•• I•••••••••

Stittville, NY | SENTRY PARK, PA | New Hartford, NY

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Search this name across graphsid dfx:ria:23c5fbb4-967a-ee17-365c-37f719b59917

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 13, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• W• B•••• • C•• I•••••••••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Dec 7, 2018	n/a	yes	New Hartford, NY\|SENTRY PARK, PA\|Stittville, NY	Current employment
M• G••••••• I••••••••• S•••••••• I•••	Former SEC adviser	Apr 13, 2016	Dec 12, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M• G••••••• I••••••••• S•••••••• I•••	R••••• W• B•••• • C•• I•••••••••	Dec 12, 2018	Dec 7, 2018	-5	Firm change	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
2078:8158:NY:2018-12-12	Dec 12, 2018	Dec 7, 2018	NEW HARTFORD, NY	Firm change

Relationships

Registered with (2)

→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: current employment
Dec 7, 2018 to presentfactForm ADV
→ M• G••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 13, 2016 to Dec 12, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23c5fbb4-967a-ee17-365c-37f719b59917
First observed: Apr 13, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.