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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

KELLEY ANN NIEHAUS

Advisor at FIFTH THIRD SECURITIES, INC.

ALEXANDRIA, KY | FORT THOMAS, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:23cb3f4c-e445-de4a-cb2b-587cfb4559f5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 20, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIFTH THIRD SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 19, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: May 19, 2005
First registration: Aug 20, 2010
Dual registered: yes, broker-dealer
Other names: KELLEY ANN MAGYAR|KELLEY ANN MAGYAR
IAPD individual key: 4952694

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Oct 3, 2018	n/a	yes	ALEXANDRIA, KY\|FORT THOMAS, KY	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Aug 20, 2010	Apr 6, 2016	no	Covington, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	FIFTH THIRD SECURITIES, INC.	Apr 6, 2016	Oct 3, 2018	910	Firm change after gap	Other

Relationships

Registered with (2)

→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: current employment
Oct 3, 2018 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Aug 20, 2010 to Apr 6, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23cb3f4c-e445-de4a-cb2b-587cfb4559f5
First observed: Aug 20, 2010
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KELLEY ANN NIEHAUS

Advisor at FIFTH THIRD SECURITIES, INC.

ALEXANDRIA, KY | FORT THOMAS, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:23cb3f4c-e445-de4a-cb2b-587cfb4559f5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:20 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

FIFTH THIRD SECURITIES, INC.

Bd affiliated wealth

Oct 3, 2018

n/a

yes

ALEXANDRIA, KY|FORT THOMAS, KY

Current employment

U.S. BANCORP INVESTMENTS, INC.

Former SEC adviser

Aug 20, 2010

Apr 6, 2016

Covington, KY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

U.S. BANCORP INVESTMENTS, INC.

FIFTH THIRD SECURITIES, INC.

Apr 6, 2016

Oct 3, 2018

910

Firm change after gap

Other