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RIA / WealthAdvisorCertified Financial Planner31 years in industry

JOHN THOMAS WORTMAN

Advisor at VALEO FINANCIAL ADVISORS, LLC

CARMEL, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:23e0730b-254e-8474-ab98-6e126c6438cd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: May 17, 2002 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

John Thomas Wortman

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VALEO FINANCIAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Aug 28, 1995
First registration: May 17, 2002
Dual registered: no
IAPD individual key: 2635477

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VALEO FINANCIAL ADVISORS, LLC	Independent wealth	May 28, 2003	n/a	yes	CARMEL, IN	Current employment
THE VALEO FINANCIAL GROUP, LLC	n/a	May 17, 2002	Dec 31, 2003	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE VALEO FINANCIAL GROUP, LLC	VALEO FINANCIAL ADVISORS, LLC	Dec 31, 2003	May 28, 2003	-217	Firm change after gap	Other

Relationships

Registered with (2)

→ VALEO FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
May 28, 2003 to presentfactForm ADV
→ THE VALEO FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
May 17, 2002 to Dec 31, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23e0730b-254e-8474-ab98-6e126c6438cd
First observed: May 17, 2002
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOHN THOMAS WORTMAN

Advisor at VALEO FINANCIAL ADVISORS, LLC

CARMEL, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:23e0730b-254e-8474-ab98-6e126c6438cd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:52 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

VALEO FINANCIAL ADVISORS, LLC

Independent wealth

May 28, 2003

n/a

yes

CARMEL, IN

Current employment

THE VALEO FINANCIAL GROUP, LLC

n/a

May 17, 2002

Dec 31, 2003

INDIANAPOLIS, IN

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

THE VALEO FINANCIAL GROUP, LLC

VALEO FINANCIAL ADVISORS, LLC

Dec 31, 2003

May 28, 2003

-217

Firm change after gap

Other