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Advisor at LPL FINANCIAL LLC
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 26, 2024 | n/a | yes | DALLAS, TX | Current employment |
| EDWARD JONES | National bd RIA | Sep 4, 2018 | Jul 29, 2024 | no | Dallas, TX|DALLAS, TX | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 13, 2018 | Sep 17, 2018 | no | BOSTON, MA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Sep 22, 2017 | Jul 13, 2018 | no | WESTLAKE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | LPL FINANCIAL LLC | Jul 29, 2024 | Jul 26, 2024 | -3 | Firm change | Ibd to ibd |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | EDWARD JONES | Sep 17, 2018 | Sep 4, 2018 | -13 | Firm change | Ibd to ibd |
| STRATEGIC ADVISERS LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Jul 13, 2018 | Jul 13, 2018 | 0 | Bulk transfer | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 250:6413:TX:2024-07-29 | Jul 29, 2024 | Jul 26, 2024 | DALLAS, TX | Firm change |
| 288590:250:MA:2018-09-17 | Sep 17, 2018 | Sep 4, 2018 | BOSTON, MA | Firm change |