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G•••• I••••••••• S•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 10b 100b

G•••• I••••••••• S•••••••• L••

CRD 281515

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:23f492d6-6a10-abad-e3cb-57d5265d69e0

Data as of Aug 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 33
On other graphs: 1
Observed: Sep 28, 2015 to Aug 18, 2026
48 observations

Right now

one signal names this record (all ria / wealth signals)

#1NewDerived metricAdvisor Recruiting Intelligence

G•••• I••••••••• S•••••••• L•• reported RAUM $12.0B, down 27% from $16.5B (2026-04-30 to 2026-05-29)

Dated 2026-05-29 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

Advisor Recruiting IntelligenceMay 29, 2026 · seen 7 days ago

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

G•••• I••••••••• S•••••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.97 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $13BItem 5.F on the latest filing (2026-08-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $9.1B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••••• H•••••••• L••	SOLE OWNER	E	yes	07/2024	Nov 21, 2024	Nov 21, 2024
G••••••••• I•••	SOLE OWNER	E	yes	11/2024	Nov 21, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SOLANA BEACH	CA	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$13B	$16B	-23.0%	$7.3B	20.5%	3	8	1	1

Relationships

Controls (5)

← G••••••••• I•••OwnerSOLE OWNER, ownership code E, domestic entity
Nov 21, 2024 to Nov 21, 2024factForm ADV
← R••••••••• J•••• D••••OwnerMANAGER, ownership code NA, individual
Mar 25, 2019 to Nov 21, 2024factForm ADV
← L••• Q•••OwnerMANAGER, ownership code NA, individual
Nov 21, 2024 to Nov 21, 2024factForm ADV
← M••••••••• E••••••••• A•••OwnerMANAGER / CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2022 to Nov 21, 2024fact

Dated events

Occurred
May 29, 2026
Regulatory AUM changed
G•••• I••••••••• S•••••••• L•• reported RAUM $12.0B, down 27% from $16.5B (2026-04-30 to 2026-05-29)
Form ADVobserved 7 days ago
$-4.5B
Occurred
Mar 27, 2025
Regulatory AUM changed
G•••• I••••••••• S•••••••• L•• reported RAUM $16.5B, up 41% from $11.7B (2024-11-21 to 2025-03-27)
Form ADVobserved 7 days ago
$4.8B
Occurred
Nov 21, 2024
Succession filed (Item 4)
G••••••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23f492d6-6a10-abad-e3cb-57d5265d69e0
First observed: Sep 28, 2015
Last observed: Aug 18, 2026 35 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.