DFX Intelligence

K••• J••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

K••• J••••• N•••••

Advisor at I••••••••• I••••••••• S•••••••• I••

ALBERT LEA, MN

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Search this name across graphsid dfx:ria:23f89634-8a12-12d7-f66f-c713b70dd10b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 19, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• I••••••••• S•••••••• I••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• I••••••••• S•••••••• I••	Mixed wealth	Jul 18, 2023	n/a	yes	ALBERT LEA, MN\|ALBERT LEA, MN	Current employment
B•••••••• W••••• M••••••••• L••	Former SEC adviser	Dec 22, 2020	Jun 22, 2023	no	BLOOMINGTON, MN\|Albert Lea, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• W••••• M••••••••• L••	I••••••••• I••••••••• S•••••••• I••	Jun 22, 2023	Jul 18, 2023	26	Firm change	Other
I••••••••• I••••••••• S•••••••• I••	B•••••••• W••••• M••••••••• L••	Dec 14, 2020	Dec 22, 2020

Relationships

Registered with (2)

→ I••••••••• I••••••••• S•••••••• I••Registered adviserregistration: previous registration
Oct 19, 2016 to Dec 14, 2020factForm ADV
→ B•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 22, 2020 to Jun 22, 2023factForm ADV

Dated events

Occurred
Jun 22, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23f89634-8a12-12d7-f66f-c713b70dd10b
First observed: Oct 19, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.