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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

MATTHEW SHANNON WILSON

Advisor at OSAIC WEALTH, INC.

BIRMINGHAM, AL | LAGUNA BEACH, CA

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Search this name across graphsid dfx:ria:23fa0215-1ae3-dd69-0bfd-6d9ba29f020c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 7, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 6, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 5
Exams: S66
First exam: Jun 6, 2007
First registration: Jun 7, 2007
Dual registered: yes, broker-dealer
Other names: MATT WILSON|MATTHEW WILSON
IAPD individual key: 5294710

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Mar 5, 2024	n/a	yes	BIRMINGHAM, AL\|LAGUNA BEACH, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	Mar 6, 2024	no	BIRMINGHAM, AL\|LAGUNA BEACH, CA	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Feb 22, 2017	Feb 21, 2018	no	Birmingham, AL\|DULUTH, GA\|BIRMINGHAM, AL\|APPLETON, WI	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Apr 23, 2015	Feb 27, 2017	no	BIRMINGHAM, AL	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Sep 9, 2010	Mar 4, 2015	no	DULUTH, GA\|BIRMINGHAM, AL	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	May 27, 2010	Sep 13, 2010	no	BIRMINGHAM, AL\|BIRMINGHAM, AL\|AUSTIN, TX	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 7, 2007	Jun 2, 2010	no	BIRMINGHAM, AL\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	OSAIC WEALTH, INC.	Mar 6, 2024	Mar 5, 2024	-1	Firm change	Ibd to ibd
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Feb 21, 2018	Feb 14, 2018	-7	Bulk transfer	Other
PRUCO SECURITIES, LLC	INVEST FINANCIAL CORPORATION	Feb 27, 2017	Feb 22, 2017	-5	Firm change	Other
INVEST FINANCIAL CORPORATION	PRUCO SECURITIES, LLC	Mar 4, 2015	Apr 23, 2015	50	Firm change	Other
NFP ADVISOR SERVICES, LLC	INVEST FINANCIAL CORPORATION	Sep 13, 2010	Sep 9, 2010	-4	Firm change	Other
EQUITABLE ADVISORS, LLC	NFP ADVISOR SERVICES, LLC	Jun 2, 2010	May 27, 2010	-6	Firm change	Other

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Mar 5, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 14, 2018 to Mar 6, 2024factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Feb 22, 2017 to Feb 21, 2018factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Apr 23, 2015 to Feb 27, 2017factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
May 27, 2010 to Sep 13, 2010factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 7, 2007 to Jun 2, 2010factForm ADV

Dated events

Occurred
Mar 6, 2024
Advisor changed firm
Matthew Shannon Wilson left Lpl Financial Llc for Osaic Wealth, Inc. (registered 2024-03-05)
Form ADVobserved 5 days ago