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CRD 156937
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This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| D•••• G•••••••• W•••••• | PRESIDENT, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | yes | 02/2011 | Apr 3, 2013 | Sep 8, 2023 |
| N•••••• L•••• | Member | Na | no | 02/2011 | Apr 3, 2013 | Sep 8, 2023 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $115M | $136M | -15.4% | $117M | -0.6% | 1 | 1 | 0 | 0 |
| $103M |
| $98.6M |
| 1 |
| 1 |
| 0 |
| n/a |
| n/a |
| 2021 | Jan 25, 2022 | $136M | $133M | 1 | 1 | 0 | n/a | n/a |
| 2020 | Jan 28, 2021 | $129M | $121M | 1 | 1 | 0 | n/a | n/a |
| 2019 | Feb 7, 2020 | $117M | $107M | 1 | 1 | 1 | n/a | n/a |
| 2018 | Feb 2, 2019 | $98.4M | $89.5M | 1 | 1 | 1 | n/a | n/a |
| 2017 | Jan 26, 2018 | $101M | $91.9M | 1 | 1 | 1 | n/a | n/a |
| 2016 | Feb 8, 2017 | $95.4M | $89.3M | 1 | 1 | n/a | n/a | n/a |
| 2015 | Feb 8, 2016 | $83.6M | $77.8M | 1 | 1 | n/a | n/a | n/a |
| 2014 | Feb 20, 2015 | $82.4M | $76.5M | 1 | 1 | n/a | n/a | n/a |
| 2013 | Feb 27, 2014 | $66.4M | $61.9M | 1 | 1 | n/a | n/a | n/a |