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G•••••• A••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor43 years in industry

G•••••• A••• P•••••

Advisor at L•••••••• S••••• F•••••••• A•••••••• I•••

WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:24145581-cf32-d78a-77a1-77a262bef456

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 14, 2001 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••••• S••••• F•••••••• A•••••••• I•••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Dec 17, 1982earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••••• S••••• F•••••••• A•••••••• I•••	Former SEC adviser	Sep 8, 2026	n/a	yes	WALNUT CREEK, CA	Current employment
L•••••••• S••••• F•••••••• A•••••••• I•••	Former SEC adviser	Sep 8, 2026	n/a	yes	WALNUT CREEK, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	L•••••••• S••••• F•••••••• A•••••••• I•••	Sep 15, 2026	Sep 8, 2026	-7	Firm change	Ibd to new firm
C••••• A•••••• N••••••• L••	C••••• I••••••••• A••••••• L••	Jun 29, 2023	Jun 29, 2023

Relationships

Registered with (3)

→ L•••••••• S••••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 8, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ A••••••••• P••••••• I••••••••• A••••••• I••Registered adviserregistration: previous registration
Dec 14, 2001 to Jun 12, 2008factForm ADV

Dated events

Occurred
Sep 15, 2026
A•••••• firm change
G•••••• A••• P••••• left C••••• I••••••••• A••••••• L•• for L•••••••• S••••• F•••••••• A•••••••• I••• (registered 2026-09-08)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24145581-cf32-d78a-77a1-77a262bef456
First observed: Dec 14, 2001
Last observed: Sep 16, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.