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Advisor at S2O CAPITAL MANAGEMENT
STEAMBOAT SPRINGS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S2O CAPITAL MANAGEMENT | State registered | Aug 30, 2012 | n/a | yes | STEAMBOAT SPRINGS, CO | Current employment |
| BROKERSXPRESS LLC | Former SEC adviser | Jun 1, 2011 | Aug 31, 2012 | no | CHICAGO, IL|FORT WORTH, TX|CHICAGO, IL|FORT WORTH, TX | Previous registration |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Apr 11, 2007 | Jun 8, 2011 | no | WASHINGTON, DC|DALLAS, TX|FORT WORTH, TX | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | May 12, 2006 | Apr 4, 2007 | no | DALLAS, TX | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Jan 24, 1999 | May 8, 2006 | no | FT. WORTH, TX|FT. WORTH, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BROKERSXPRESS LLC | S2O CAPITAL MANAGEMENT | Aug 31, 2012 | Aug 30, 2012 | -1 | Firm change | Other |
| OPPENHEIMER & CO. INC. | BROKERSXPRESS LLC | Jun 8, 2011 | Jun 1, 2011 | -7 | Firm change | Other |
| RAYMOND JAMES & ASSOCIATES, INC. | OPPENHEIMER & CO. INC. | Apr 4, 2007 | Apr 11, 2007 | 7 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | RAYMOND JAMES & ASSOCIATES, INC. | May 8, 2006 | May 12, 2006 | 4 | Firm change | Other |