DFX Intelligence

M•••• A••••••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)31 years in industry

M•••• A••••••••• K•••••

Advisor at M••••••••• W••••• M•••••••••

Sterling, VA | Havertown, PA

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Search this name across graphsid dfx:ria:2420acae-c7ef-7518-6619-349561b58945

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 21, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• W••••• M•••••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Dec 2, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• W••••• M•••••••••	No RAUM reported	Mar 3, 2026	n/a	yes	Havertown, PA\|Sterling, VA	Current employment
M••••••••• R•••••••••	Bd affiliated wealth	Sep 8, 2022	Mar 16, 2026	no	Sterling, VA\|WASHINGTON, DC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• R•••••••••	M••••••••• W••••• M•••••••••	Mar 16, 2026	Mar 3, 2026	-13	Bulk transfer	Ibd to new firm
M•• I•••••••• S•••••••• L••	M••••••••• R•••••••••	Sep 6, 2022	Sep 8, 2022

Relationships

Registered with (3)

→ M••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Mar 3, 2026 to presentfactForm ADV
→ M••••••••• R•••••••••Registered adviserregistration: previous registration
Sep 8, 2022 to Mar 16, 2026factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 21, 2021 to Sep 6, 2022factForm ADV

Dated events

Occurred
Sep 6, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2420acae-c7ef-7518-6619-349561b58945
First observed: Jul 21, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.