DFX Intelligence

D••••• L•• E•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

D••••• L•• E•••••

Advisor at M• H••••••• S••••••••• I•••

Gilbert, AZ | WATERLOO, IA

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Search this name across graphsid dfx:ria:2421ef3c-d464-09f9-1294-55e306053767

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M• H••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M• H••••••• S••••••••• I•••	Bd affiliated wealth	Nov 17, 2006	n/a	yes	WATERLOO, IA\|Gilbert, AZ	Current employment
N••••••• A•••••••	Former SEC adviser	Jan 1, 1999	Oct 9, 2008	no	n/a

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••• A•••••••	M• H••••••• S••••••••• I•••	Oct 9, 2008	Nov 17, 2006	-692	Firm change after gap	Other

Relationships

Registered with (2)

→ M• H••••••• S••••••••• I•••Registered adviserregistration: current employment
Nov 17, 2006 to presentfactForm ADV
→ N••••••• A•••••••Registered adviserregistration: previous registration
Jan 1, 1999 to Oct 9, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2421ef3c-d464-09f9-1294-55e306053767
First observed: Jan 1, 1999
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.