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Advisor at LPL FINANCIAL LLC
SACRAMENTO, CA | SHINGLE SPRINGS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 20, 2026 | n/a | yes | SACRAMENTO, CA|SHINGLE SPRINGS, CA | Current employment |
| MARINER ADVISOR NETWORK | Bd affiliated wealth | Oct 23, 2024 | May 22, 2026 | no | Sacramento, CA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Nov 4, 2020 | Feb 17, 2022 | no | Sacramento, CA|Roseville, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jan 10, 2012 | May 16, 2012 | no | Roseville, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MARINER ADVISOR NETWORK | LPL FINANCIAL LLC | May 22, 2026 | May 20, 2026 | -2 | Firm change | Ibd to ibd |
| CHARLES SCHWAB & CO., INC. | MARINER ADVISOR NETWORK | Feb 17, 2022 | Oct 23, 2024 | 979 | Firm change after gap | Ibd to ibd |
| MORGAN STANLEY | CHARLES SCHWAB & CO., INC. | May 16, 2012 | Nov 4, 2020 | 3,094 | Firm change after gap | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283824:6413:CA:2026-05-22 | May 22, 2026 | May 20, 2026 | SACRAMENTO, CA | Firm change |