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CRD 159953
CHAPEL HILL, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| A••••• D•••••• H••• | Certified Financial Planner | CHAPEL HILL, NC | 4 | 39 | 3 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| F••••••• C••••• F•••• L• | Other Private Fund | $1.5M | Mar 25, 2026 | 26 | Jan 21, 2015 | reported | 021-216610 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A••••••• B•••••••• D••••• | DIRECTOR OF PORTFOLIO MANAGEMENT | B | yes | 01/2013 | Mar 25, 2026 | Mar 25, 2026 |
| O•••••• C•••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 11/2023 | Mar 25, 2026 | Mar 25, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| F••••••• C••••• F••• G•• L•• | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.7B | $1.5B | 17.2% | $902M | 23.8% | 13 | 13 | 2 | 2 |
| DIRECTOR OF INVESTMENT RESEARCH |
| A |
| yes |
| 11/2023 |
| Mar 25, 2026 |
| Mar 25, 2026 |
| T•••••••• B•••••••• S•••••• | PRESIDENT, CIO | A | yes | 01/2022 | Mar 25, 2026 | Mar 25, 2026 |
| H•••• A•••••• D•••••• | MEMBER - ADVISORY (SERIES C UNITS) | Na | yes | 12/2011 | Dec 20, 2011 | Mar 29, 2024 |
| A•••• 2•• L•• | MEMBER, SERIES C UNIT HOLDER | D | no | 01/2023 | Mar 25, 2026 | Mar 25, 2026 |
| S••••••• L•• | MEMBER, SERIES C UNIT HOLDER | A | no | 01/2023 | Mar 25, 2026 | Mar 25, 2026 |
| H•••• A•••••• D•••••• | Owner | E | no | 01/2023 | Dec 20, 2011 | Mar 29, 2024 |
| T•••••••• B•••••••• S•••••• | Owner | E | no | 01/2023 | Mar 29, 2024 | Mar 29, 2024 |
| Mar 25, 2026 |
| $1.7B |
| $742M |
| 13 |
| 13 |
| 2 |
| 1 |
| n/a |
| 2024 | Mar 25, 2025 | $1.5B | $479M | 13 | 12 | 2 | 1 | n/a |
| 2023 | Mar 29, 2024 | $1.0B | $252M | 13 | 13 | 3 | 1 | $2.1M |
| 2022 | Mar 28, 2023 | $902M | $161M | 12 | 11 | 2 | 1 | $6.5M |
| 2021 | Mar 28, 2022 | $947M | $178M | 11 | 9 | 2 | 1 | $17.7M |
| 2020 | Mar 31, 2021 | $883M | $147M | 11 | 6 | 1 | 1 | $14.5M |
| 2019 | Mar 29, 2020 | $811M | $171M | 11 | 6 | 1 | 1 | $34.8M |
| 2018 | Mar 28, 2019 | $795M | $147M | 10 | 6 | 1 | 1 | $34.8M |
| 2017 | Mar 27, 2018 | $1.4B | $124M | 12 | 5 | 1 | 1 | $23.3M |
| 2016 | Mar 28, 2017 | $1.8B | $132M | 11 | 5 | n/a | 1 | $34.8M |
| 2015 | Feb 25, 2016 | $1.2B | $45.8M | 11 | 5 | n/a | 1 | $34.8M |
| 2014 | Jan 21, 2015 | $1.2B | $25.4M | 10 | 5 | n/a | 1 | $24.4M |
| 2013 | Apr 2, 2014 | $862M | $0 | 10 | 5 | n/a | n/a | n/a |
| 2012 | Feb 28, 2013 | $773M | $0 | 10 | 5 | n/a | n/a | n/a |