DFX Intelligence

N••••••••• C••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

N••••••••• C••••••••• L••

CRD 299013

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Search this name across graphsid dfx:ria:24388b09-1019-4da6-66c4-b56c511d9d29

Data as of Dec 16, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Dec 16, 2025 to Dec 16, 2025
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

N••••••••• C••••••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $15.5M••• Locked
Discretionary RAUM: $15.5M
Private client RAUM: $3.1Mderived••• Locked
Private client share: 20%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees: 1

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••• D•••• W•••••••	n/a	SOUTHINGTON, CT	5	26	7	no

Relationships

Registered with (1)

← B•••• D•••• W•••••••Advisorregistration: previous registration
Jan 6, 2020 to Dec 31, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24388b09-1019-4da6-66c4-b56c511d9d29
First observed: Dec 16, 2025
Last observed: Dec 16, 2025 9 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.