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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

BEARING ASSET MANAGEMENT

CRD 122571

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:24452d67-7210-36dd-bdaa-ac1c07203b3d

Data as of Oct 9, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 16, 2012 to Oct 9, 2012
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $47.0MItem 5.F on the latest filing (2012-10-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $47.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $38.0Mgross asset value as reported per fund; never fund size
Custody, client assets: $47.0M
SEC number: 801-69944
CRD: 122571
Filings on the tape: 5
First filed: Apr 16, 2012
Latest filed: Oct 9, 2012
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BEARING CORE FUND, LP	Hedge Fund	$38.0M	Oct 9, 2012	38	Apr 16, 2012	reported	021-174751

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DUFFY, KEVIN, PATRICK	PRINCIPAL, MANAGING MEMBER	D	yes	06/2002	Apr 16, 2012	Oct 9, 2012
LAGGNER, WILLIAM, VINCENT	CHIEF COMPLIANCE OFFICER, MANAGING MEMBER	C	yes	06/2002	Apr 16, 2012	Oct 9, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Jun 13, 2012	$47.0M	$47.0M	n/a	n/a	n/a	1	$38.0M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$47.0M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (1)

→ BEARING CORE FUND, LPPrivate fundHedge Fund, IA
Apr 16, 2012 to presentfactForm ADV

Controls (2)

← LAGGNER, WILLIAM, VINCENTOwnerCHIEF COMPLIANCE OFFICER, MANAGING MEMBER, ownership code C, individual
Apr 16, 2012 to presentfactForm ADV
← DUFFY, KEVIN, PATRICKOwnerPRINCIPAL, MANAGING MEMBER, ownership code D, individual
Apr 16, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24452d67-7210-36dd-bdaa-ac1c07203b3d
First observed: Apr 16, 2012
Last observed: Oct 9, 2012 169 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BEARING ASSET MANAGEMENT

CRD 122571

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:24452d67-7210-36dd-bdaa-ac1c07203b3d

Data as of Oct 9, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BEARING CORE FUND, LP

Hedge Fund

$38.0M

Oct 9, 2012

Apr 16, 2012

reported

021-174751

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DUFFY, KEVIN, PATRICK

PRINCIPAL, MANAGING MEMBER

yes

06/2002

Apr 16, 2012

Oct 9, 2012

LAGGNER, WILLIAM, VINCENT

CHIEF COMPLIANCE OFFICER, MANAGING MEMBER

yes

06/2002

Apr 16, 2012

Oct 9, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Jun 13, 2012

$47.0M

n/a

$38.0M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$47.0M

n/a