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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

JOHN FRANCIS RYAN

Advisor at LPL FINANCIAL LLC

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:2446f3a7-52d4-9c7c-017e-3067b655b2bc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 17, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 17, 1991
First registration: Dec 31, 2001
Dual registered: yes, broker-dealer
Other names: JOHN FRANCIS RYAN
IAPD individual key: 1107445

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 6, 2025	n/a	yes	CHARLOTTE, NC	Current employment
IC ADVISORY SERVICES, INC.	Former SEC adviser	Jul 23, 2010	Mar 6, 2025	no	CHARLOTTE, NC\|BEDMINSTER, NJ	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Mar 13, 2003	Jul 22, 2010	no	CHARLOTTE, NC	Previous registration
FFP ADVISORY SERVICES INC	n/a	Dec 31, 2001	Mar 13, 2003	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IC ADVISORY SERVICES, INC.	LPL FINANCIAL LLC	Mar 6, 2025	Mar 6, 2025	0	Bulk transfer	Ibd to ibd
NEXT FINANCIAL GROUP, INC.	IC ADVISORY SERVICES, INC.	Jul 22, 2010	Jul 23, 2010	1	Firm change	Other
FFP ADVISORY SERVICES INC	NEXT FINANCIAL GROUP, INC.	Mar 13, 2003	Mar 13, 2003	0	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 6, 2025 to presentfactForm ADV
→ IC ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 23, 2010 to Mar 6, 2025factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Mar 13, 2003 to Jul 22, 2010factForm ADV
→ FFP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Dec 31, 2001 to Mar 13, 2003factForm ADV

Dated events

No dated event names this entity yet.