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Advisor at LPL FINANCIAL LLC
Maumee, OH | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 14, 2025 | n/a | yes | SAN DIEGO, CA|Maumee, OH | Current employment |
| CT FINANCIAL PARTNERS, LLC | Former SEC adviser | Apr 16, 2024 | Apr 4, 2025 | no | MAUMEE, OH | Previous registration |
| MORGAN STANLEY | Wirehouse | Aug 1, 2012 | Dec 3, 2018 | no | Toledo, OH|TOLEDO, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CT FINANCIAL PARTNERS, LLC | LPL FINANCIAL LLC | Apr 4, 2025 | Mar 14, 2025 | -21 | Firm change | Other |
| MORGAN STANLEY | CT FINANCIAL PARTNERS, LLC | Dec 3, 2018 | Apr 16, 2024 | 1,961 | Firm change after gap | Wirehouse to new firm |