DFX Intelligence
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Reading the graph
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Advisor at M•• I•••••••• S•••••••• L••
Orange Beach, AL | Foley, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 25, 2017 | n/a | yes | Foley, AL|Orange Beach, AL | Current employment |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Jan 25, 2016 | Mar 25, 2017 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• F•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| V•••• F•••••••• A•••••••• I••• | M•• F•••••••• S•••••••• I••• | Jan 4, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 42803:14251:AL:2016-01-04 | Jan 4, 2016 | Jan 25, 2016 | TUSCALOOSA, AL | Firm change |
| Previous registration |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | May 4, 2009 | Jan 4, 2016 | no | BIRMINGHAM, AL|TUSCALOOSA, AL | Previous registration |
| V•••••••• F••••••••• L•• | Former SEC adviser | Oct 28, 2008 | May 5, 2009 | no | TUSCALOOSA, AL|NORTHPORT, AL | Previous registration |
| 21 |
| Firm change |
| Other |
| V•••••••• F••••••••• L•• | V•••• F•••••••• A•••••••• I••• | May 5, 2009 | May 4, 2009 | -1 | Firm change | Other |