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Advisor at LPL FINANCIAL LLC
CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 20, 2026 | n/a | yes | CINCINNATI, OH | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Sep 24, 2019 | Apr 12, 2026 | no | CINCINNATI, OH|CINCINNATI, OH|Columbus, OH|Mason, OH|CRESCENT SPRINGS, KY|Cincinnati, OH | Previous registration |
| EDWARD JONES | National bd RIA | Jan 30, 2018 | May 9, 2019 | no | Chicago, IL|ST LOUIS, MO|CHICAGO, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | LPL FINANCIAL LLC | Apr 12, 2026 | Apr 20, 2026 | 8 | Firm change | Wirehouse to ibd |
| EDWARD JONES | J.P. MORGAN SECURITIES LLC | May 9, 2019 | Sep 24, 2019 | 138 | Firm change | Ibd to wirehouse |