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CRD 152429
CLEARWATER, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOSEPH CHARLES BAER | n/a | CLEARWATER, FL | 1 | 26 | n/a | no |
| HARLEY PARKER EVANS | Certified Financial Planner|Chartered Financial Analyst | CLEARWATER, FL | 1 | 33 | 1 | no |
| Daniel Charles Walsh | n/a | CLEARWATER, FL | 0 | 10 | 1 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| EVANS COOK LLC | Other Private Fund | $4.9M | Mar 26, 2024 | 6 | Mar 15, 2012 | reported | n/a |
| BARRETT EVANS CAPITAL 1 | Other Private Fund | $2.9M | Mar 26, 2024 | 4 | Mar 15, 2012 | reported | n/a |
| BARRETT EVANS CAPITAL 2 | Other Private Fund | $425,462 | Mar 26, 2024 | 3 | Oct 13, 2017 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| EVANS, HARLEY, PARKER | MANAGING MEMBER, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | yes | 01/2010 | Mar 15, 2012 | Mar 26, 2024 |
| BAER, JOSEPH, CHARLES | CHIEF OPERATING OFFICER | A | no | 03/2016 | Mar 29, 2017 | Mar 26, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $282M | $259M | 3 | 3 | 0 | 3 | n/a |
| 2024 | Mar 25, 2025 | $243M | $218M | 2 | 2 | 0 | 3 | n/a |
| 2023 | Mar 26, 2024 | $240M | $215M | 2 | 2 | 0 | 3 | $8.3M |
| 2022 | Mar 29, 2023 | $290M | $246M | 3 | 3 | 0 | 3 | $8.3M |
| 2021 | Mar 23, 2022 | $296M | $239M | 3 | 3 | 0 | 3 | $8.3M |
| 2020 | Mar 24, 2021 | $268M | $215M | 4 | 4 | 0 | 3 | $4.5M |
| 2019 | Mar 31, 2020 | $178M | $150M | 4 | 4 | 0 | 3 | $4.5M |
| 2018 | Mar 15, 2019 | $176M | $151M | 3 | 3 | 0 | 3 | $4.5M |
| 2017 | Mar 29, 2018 | $170M | $143M | 3 | 3 | 0 | 3 | $4.7M |
| 2016 | Mar 29, 2017 | $149M | $126M | 3 | 2 | n/a | 2 | $3.9M |
| 2015 | Mar 30, 2016 | $126M | $107M | 4 | 4 | n/a | 2 | $3.8M |
| 2011 | Mar 15, 2012 | $75.0M | $67.0M | n/a | n/a | n/a | 2 | $2.0M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $282M | $243M | 16.0% | $290M | -0.9% | 3 | 2 | 0 | 0 |