DFX Intelligence

W••••• R••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

W••••• R••••• D•••••

Advisor at G••• L••• A•••••••• L••

Columbia, SC | CELEBRATION, FL

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Search this name across graphsid dfx:ria:24804721-9ec1-357e-8606-59302a3de737

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 11, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••• L••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 23, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••• L••• A•••••••• L••	Independent wealth	Aug 1, 2016	n/a	yes	Columbia, SC\|CELEBRATION, FL	Current employment
W•••••• • R•••	Former SEC adviser	Jun 11, 1997	Aug 13, 2016	no	COLUMBIA, SC\|HARTSVILLE, SC\|SPARTANBURG, SC\|SUMTER, SC\|ORANGEBURG, SC\|GREENVILLE, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	G••• L••• A•••••••• L••	Aug 13, 2016	Aug 1, 2016	-12	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
866:171898:SC:2016-08-06	Aug 13, 2016	Aug 1, 2016	GREENVILLE, SC	Firm change

Relationships

Registered with (2)

→ G••• L••• A•••••••• L••Registered adviserregistration: current employment
Aug 1, 2016 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Jun 11, 1997 to Aug 13, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24804721-9ec1-357e-8606-59302a3de737
First observed: Jun 11, 1997
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.