DFX Intelligence

C•••••• K••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

C•••••• K••• S••••••

Advisor at N•• I••••••••• L••

MEMPHIS, TN

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Search this name across graphsid dfx:ria:2483394d-3509-4f79-478d-5c9bb791002e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Feb 11, 1986 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••••• K••• S••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• I••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Feb 11, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• I••••••••• L••	Mixed wealth	Jan 1, 2026	n/a	yes	MEMPHIS, TN	Current employment
N••••••• C•••••• M••••••••• I••	Mixed wealth	Feb 11, 1986	Jul 2, 2004	no	MEMPHIS, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••• C•••••• M••••••••• I••	N•• I••••••••• L••	Jul 2, 2004	Jan 1, 2026	7,853	Firm change after gap	Other

Relationships

Registered with (2)

→ N•• I••••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ N••••••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Feb 11, 1986 to Jul 2, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2483394d-3509-4f79-478d-5c9bb791002e
First observed: Feb 11, 1986
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.