This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SCHWAB WEALTH ADVISORY, INC.

Current firm class

no raum reportedderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Apr 3, 2025

First registration

Apr 16, 2025

Dual registered

yes, broker-dealer

Other names

Alex Lee

IAPD individual key

8040475

• Occurred

  Apr 20, 2026
  Advisor changed firm

  Alexander Lee left J.P. Morgan Securities Llc for Schwab Wealth Advisory, Inc. (registered 2026-04-29)

  Form ADVobserved 6 days ago
• Occurred

  Jun 18, 2025
  Advisor changed firm

  Alexander Lee left Equitable Advisors, Llc for J.P. Morgan Securities Llc (registered 2025-08-11)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:248d241c-a988-4af4-578d-683d062ab253

First observed

Apr 16, 2025

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.