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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Santa Maria, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Dec 9, 2022 | n/a | yes | Santa Maria, CA | Current employment |
| CANTELLA & CO., INC. | Former SEC adviser | Oct 27, 2010 | Jun 1, 2023 | no | Santa Maria, CA|NIPOMO, CA|Malden, MA|MALDEN, MA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Oct 19, 2010 | no | SANTA MARIA, CA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Oct 3, 2005 | Jan 1, 2008 | no | SANTA MARIA, CA|SANTA MARIA, CA|ST. LOUIS, MO | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | May 12, 2003 | Oct 4, 2005 | no | SANTA MARIA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CANTELLA & CO., INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jun 1, 2023 | Dec 9, 2022 | -174 | Bulk transfer | Ibd to ibd |
| WELLS FARGO ADVISORS | CANTELLA & CO., INC. | Oct 19, 2010 | Oct 27, 2010 | 8 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | A. G. EDWARDS & SONS, INC. | Oct 4, 2005 | Oct 3, 2005 | -1 | Firm change | Other |