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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Allison J Zech

Advisor at PNC WEALTH MANAGEMENT

CLEVELAND, OH | North Vernon, IN

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Search this name across graphsid dfx:ria:2492c4df-77f8-5599-743d-ca1f1ddee98e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 19, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PNC WEALTH MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 19, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jun 19, 2006
First registration: Dec 19, 2016
Dual registered: yes, broker-dealer
Other names: ALLISON J WEST|ALLISON J. ZECH|Allison J Zech|Allison Zech
IAPD individual key: 5115667

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Apr 18, 2022	n/a	yes	North Vernon, IN\|CLEVELAND, OH	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	May 24, 2021	Apr 11, 2022	no	COLUMBUS, OH\|West Chester, OH	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	May 2, 2019	May 6, 2021	no	COLUMBUS, IN\|North Vernon, IN\|Columbus, IN	Previous registration
HORACE MANN INVESTORS, INC.	No RAUM reported	Sep 20, 2018	Apr 30, 2019	no	North Vernon, IN\|SPRINGFIELD, IL\|North Vernon, IN	Previous registration
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	Mar 12, 2018	Apr 6, 2018	no	Indianapolis, IN\|North Vernon, IN\|TAMPA, FL	Previous registration
EDWARD JONES	National bd RIA	Nov 24, 2017	Dec 12, 2017	no	North Vernon, IN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 19, 2016	Dec 1, 2017	no	SEYMOUR, IN\|SEYMOUR, IN\|BATESVILLE, IN\|GREENSBURG, IN\|OSGOOD, IN\|SEYMOUR, IN\|SEYMOUR, IN\|EVANSVILLE, IN\|HOPE, IN\|COLUMBUS, IN\|COLUMBUS, IN\|COLUMBUS, IN\|NORTH VERNON, IN\|COLUMBUS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	PNC WEALTH MANAGEMENT	Apr 11, 2022	Apr 18, 2022	7	Firm change	Ibd to ibd
CUNA BROKERAGE SERVICES, INC.	PRUCO SECURITIES, LLC	May 6, 2021	May 24, 2021	18	Firm change	Ibd to ibd
HORACE MANN INVESTORS, INC.	CUNA BROKERAGE SERVICES, INC.	Apr 30, 2019	May 2, 2019	2	Firm change	Other
J. W. COLE ADVISORS, INC.	HORACE MANN INVESTORS, INC.	Apr 6, 2018	Sep 20, 2018	167	Firm change	Other
EDWARD JONES	J. W. COLE ADVISORS, INC.	Dec 12, 2017	Mar 12, 2018	90	Firm change	Other
LPL FINANCIAL LLC	EDWARD JONES	Dec 1, 2017	Nov 24, 2017	-7	Firm change	RIA to ibd

Relationships

Registered with (7)

→ PNC WEALTH MANAGEMENTRegistered adviserregistration: current employment
Apr 18, 2022 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
May 24, 2021 to Apr 11, 2022factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
May 2, 2019 to May 6, 2021factForm ADV
→ HORACE MANN INVESTORS, INC.Registered adviserregistration: previous registration
Sep 20, 2018 to Apr 30, 2019factForm ADV
→ J. W. COLE ADVISORS, INC.Registered adviserregistration: previous registration
Mar 12, 2018 to Apr 6, 2018factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Nov 24, 2017 to Dec 12, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 19, 2016 to Dec 1, 2017factForm ADV

Dated events

Occurred
Apr 11, 2022
Advisor changed firm
Allison J Zech left Pruco Securities, Llc for Pnc Wealth Management (registered 2022-04-18)
Form ADVobserved 6 days ago